Managed Account Solutions
Tailored solutions to meet your clients' needs and your investment approach

Our robust offering includes unified managed accounts, separately managed accounts, and mutual fund and ETF wraps. Gain broad access to experienced third party managers and take a do-it-yourself approach or outsource key investment management functions.

Separate Account
Exchange		 Managed Assets
Program		 Unified Managed
Account Exchange		 Third-Party Provider
Solutions		 Resources

Design Your Own Investment Solutions

TD Ameritrade Institutional's Separate Account Exchange is a platform of separately managed account strategies covering all major asset classes and investment styles. The dual-contract program enables you to select independent third-party managers and negotiate manager fees directly with them. Simplify this approach by tapping into resources such as WealthIQ from Informa Investment Solutions, an efficient and customizable analytics and marketing tool that allows you to generate research on investment managers, produce personalized proposals and more.


Benefits of Separate Account Exchange:

  • Open-architecture: Choose from nearly 300 third-party managers and over 1100 strategies.
  • Pricing flexibility: Choose from asset-based or transaction-based pricing.
  • Low minimums: Access managers with minimums as low as $10,000.
  • Dedicated service: Leverage our Managed Solutions Consultants to help you efficiently and effectively manage your investment and client service needs.
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Separate Account Exchange Program Details

Learn how an RIA found success with Separate Account Exchange.

TD Ameritrade is not responsible for the accuracy of the data provided by each independent investment manager. The list does not constitute an endorsement of the firm by
TD Ameritrade. Please contact the manager directly for the most recent information pertaining to their investment styles, strategies and management fees.

Access to the Separate Account Exchange program and Informa investment Solutions is provided solely as a service to financial advisors using the brokerage, execution and custody services of TD Ameritrade Institutional. Participating investment managers are independent and are not employees or agents of TD Ameritrade. TD Ameritrade does not guarantee nor is responsible for the quality or accuracy of any investment manager's product or service. In no instance should the listing of an investment manager be construed as a recommendation or endorsement by TD Ameritrade. Please contact the investment manager directly for the most recent information pertaining to their investment styles and management fees.

Gain a Competitive Edge

Attract high-net-worth clients with professional investment management services through our Managed Assets Program. Integrated with sophisticated technology, this platform helps to position you to compete with the largest wealth management firms by giving you access to hundreds of leading third-party investment managers and strategies.


Benefits of Managed Assets Program:

  • Choice - Outsource or manage portfolios yourself, accessing over 200 investment managers and over 600 strategies
  • Simplified portfolio and account management - Benefit from the research, technology and tools of Envestnet Asset Management, an unaffiliated third-party provider. Additionally, your program costs are bundled into one simple fee-and-account structure that includes asset management, trading, custodial and performance reporting.
  • Dedicated support - Leverage our Managed Solutions Consultants to help you efficiently and effectively manage your investment and client service needs.
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Access to the Managed Assets Program is provided solely as a service to financial advisors using the brokerage, execution and custody services of TD Ameritrade Institutional. Participating investment managers are independent and are not employees or agents of TD Ameritrade. TD Ameritrade does not guarantee nor is responsible for the quality or accuracy of any investment manager's product or service. In no instance should the listing of an investment manager be construed as a recommendation or endorsement by TD Ameritrade. Please contact the investment manager directly for the most recent information pertaining to their investment styles and management fees. TD Ameritrade, Inc. and Envestnet Asset Management are separate and unaffiliated companies. TD Ameritrade makes no warranties with respect to the Envestnet service or results obtained from its use.

Benefit From the Next Generation of Managed Account Solutions

Offer an expanded array of investment vehicles to your clients and manage portfolios how you want. Gain efficiencies through simplified portfolio and account management with TD Ameritrade Institutional Unified Managed Account Exchange.

Unified Managed Account Exchange goes beyond traditional unified managed accounts by offering two distinct, single-account approaches: bundled and open architecture.

Bundled Solution Open-Architecture Solution
Potentially benefit from the research and due diligence of Capital Market Consultants, an unaffiliated third-party manager. Construct your own portfolios, using your research.
Access Separately Managed Account (SMA) strategies, mutual funds and Exchange Traded Funds (ETFs). Access a broad range of investment vehicles including SMAs, ETFs, Exchange Traded Notes (ETNs), mutual funds, closed-end funds and third party strategists.
List of available managers & strategies List of available managers & strategies
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Before investing in ETFs or Mutual Funds, be sure to carefully consider the security's objectives, risks, charges and expenses. For a prospectus containing this and other important information, contact the investment company or call TD Ameritrade Institutional at 800-431-3500, option 1. Please read the prospectus carefully before investing.

Access to Unified Managed Account Exchange program investment managers is provided as a service to financial advisors using the brokerage, execution and custody services of
TD Ameritrade Institutional. Participating investment managers are independent and are not employees or agents of TD Ameritrade. TD Ameritrade does not guarantee nor is it responsible for the completeness or accuracy of the data provided by third-party investment managers or for the quality of any investment manager's product or service. TD Ameritrade makes no warranty or representation with respect to the service as to suitability or fitness for a particular purpose. In no instance should the listing of a third-party investment manager be construed as a recommendation or endorsement by TD Ameritrade of the investment manager or of the investment manager's investment strategies or recommendations. Furthermore,
TD Ameritrade does not recommend or endorse any security, strategy, or product described by any third-party investment manager. Please contact the investment manager directly for the most recent information pertaining to their investment styles, strategies and management fees. TD Ameritrade does not provide tax advice. TD Ameritrade and Capital Market Consultants are separate, unaffiliated companies and are not responsible for each other's products, policies and services.

Gain efficiencies by utilizing third party provider solutions

Leveraging third-party providers can enable you to access functions or resources that complement your existing capabilities as you grow your business. Third-party provider solutions can offer high-quality investment management, educational resources, research, technology support and communications you can use with your clients and prospects.

TD Ameritrade Institutional provides access to a number of third-party provider solutions from renowned providers, including:


Contact us to learn more.
Access to third-party investment managers is provided as a service to financial advisors using the brokerage, execution and custody services of TD Ameritrade Institutional. Participating investment managers are independent and are not employees or agents of TD Ameritrade. TD Ameritrade does not guarantee nor is it responsible for the completeness or accuracy of the data provided by third-party investment managers or for the quality of any investment manager's product or service. TD Ameritrade makes no warranty or representation with respect to the service as to suitability or fitness for a particular purpose. In no instance should the listing of a third-party investment manager be construed as a recommendation or endorsement by
TD Ameritrade of the investment manager or of the investment manager's investment strategies or recommendations. Furthermore, TD Ameritrade does not recommend or endorse any security, strategy, or product described by any third-party investment manager. Please contact the investment manager directly for the most recent information pertaining to their investment styles, strategies and management fees. TD Ameritrade, Envestnet and Morningstar are separate, unaffiliated companies and are not responsible for each other's products, policies and services.
Existing RIAs and Breakaway Brokers

Whether you are evaluating a new custodian who can help you grow your existing business, or considering whether or not to make the move to become an independent RIA, it's important to find a custodian who can help meet your high net worth clients' specialized investment needs. In addition to the range of managed account solutions available to you, we have additional resources, including:

Managed Account Solutions Consultants can provide educational support on managers. Additionally, they work directly with you to help analyze your existing manager list and explore possible changes to your roster.

Our Knowledge Library, which contains relevant content such as whitepapers, case studies and more.

Conferences and events to help you stay informed.

 Investment Managers

If you are an investment manager, please contact us to learn how you can work with TD Ameritrade Institutional.

We have several opportunities available for you to reach independent RIAs, including features in publications, events and conferences, webcasts, direct mailings and more.